FINRA

About FINRA
FINRA is a government-authorised non-profit organisation that oversees United States broker-dealers to ensure market integrity and investor protection. The regulator establishes rules for capital markets, authorises digital asset offerings and conducts research into investor literacy. Recent coverage has focused on regulatory approvals for tokenised securities, the implementation of margin trading rules and studies regarding investment risk awareness.
FF News has published 24 stories featuring FINRA, most recently "FINRA Partners with Zogo to Deliver Gamified Financial Education for New Investors" (22 October 2026).
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Latest FINRA news
- FINRA Partners with Zogo to Deliver Gamified Financial Education for New Investors 22 October 2026 TradeTech Eye
- FINRA Launches Market Data Explorer and Enhanced Anti-Fraud Tools to Protect Retail Investors 14 October 2026 TradeTech Eye
- Only 18% of Investors Master Risk: New FINRA and Stanford Research Reveals Critical Investment Literacy Gap 5 October 2026 TradeTech Eye
- Archax Secures US Digital Broker-Dealer License to Expand Tokenized RWA Access 8 September 2026 TradeTech Eye
- PGIM Expands Active ETF Lineup with New Jennison Core Equity Funds 7 September 2026 TradeTech Eye
- GigaStar Launches First SEC-Registered ATS for Creator Economy Digital Securities 3 September 2026 TradeTech Eye
- The AmeriFlex Group Launches AI-Powered 'Scout' to Solve Financial Advisor Succession Crisis 26 August 2026
- Gemini and Apex Fintech Solutions Partner to Launch Regulated Crypto Event Contracts 25 August 2026 TradeTech Eye
- Dinari Launches First Tokenized U.S. Stocks for Self-Custody Trading via USDC Partnership 24 August 2026 TradeTech Eye
- Diversify Wealth Management Hits $14B Milestone with $400M Double Advisor Acquisition 21 August 2026
- Rippling and Apex Fintech Solutions Launch Integrated Treasury Management for 30,000+ Businesses 21 August 2026
- PitCrew Leverages AWS Automated Reasoning to Eliminate AI Hallucinations in Financial Compliance 21 August 2026
- Trafalgar International Pivots to Fintech Platform 20 August 2026
- World Liberty Financial Secures OCC Preliminary Approval for National Trust Bank to Issue USD1 Stablecoin 17 August 2026
- Gate Partners with Alpaca to Launch U.S. Stocks, ETFs, and Tokenized Assets for 58 Million Users 13 August 2026 TradeTech Eye
- Alto Launches Private Deal Room to Unlock Alternative Assets for RIAs and Retirement Accounts 13 August 2026 TradeTech Eye
- Monark and Valura Partner to Unlock Direct Pre-IPO Access for UAE and India Investors 12 August 2026 TradeTech Eye
- GigaTrade Launches Multi-Asset Trading Platform for Sophisticated Retail Traders 4 August 2026 TradeTech Eye
- Mili and Global Relay Partner to Automate AI-Generated Compliance for Financial Advisors 31 July 2026
- ICE Integrates Fixed Income Data with AI Platforms via Model Context Protocol 30 July 2026 TradeTech Eye
Showing the latest 20 of 24.