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March 23 1019

22nd – 23rd May 2017: Investor Protection under MiFID II

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The MiFID II regulation can only be described as a mammoth task for investment firms. It is so big that regulators have acknowledged investment firms will struggle to meet this overly ambitious task and in turn have pushed the deadline back countless times. The rules are highly preive and detailed leaving investment firms no choice, but to roll up their sleeves, come to terms with the rules and finally implement.

This marcus evans conference will equip investment firms with a step-by-step guide of the investor protection rules, outlining some of the specific challenges investment firms are facing with some of the more challenging aspects and how these challenges can be overcome. The conference will address how to comply with product governance guidelines, independent advice and disclosure of inducements to achieve client transparency by the time of the 3rd January 2018 deadline.

Find out more HERE

  1. EXCLUSIVE: “Staying Real” – Ramon Caracas and Debra LePage, Payment Spayce in ‘The Paytech Magazine’

    The Paytech Magazine

     Read more
  2. AutoRek & Microsoft: Building Resilient & Compliant Finance Infrastructure

    Fintech TV

     Read more
  3. From Zero to 12 Million Customers. A Decade-Long Partnership of GoTyme Bank and BPC Drives South African Digital Adoption

    News

     Read more
  4. Africa’s Crypto Market Matures: Fraud Rates Drop by 28% – New Sumsub Report

    Crypto

     Read more
  5. SymphonyAI AI Platforms Deployed for Compliance Environment at Munich Re

    Insurtech

     Read more
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